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Brokerage Account
* Name and address of the broker and your account number(s) at that brokerage firm (to transfer an entire brokerage account or individual securities which are publicly traded). Name and address of the corporation ( held corporation). Name of the revocable living trust to receive the account or security. Names, addresses and Social Security Numbers of the owners of the accounts or securities.
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- Investing Offshore, Could it Be for You
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- How to Pay Less and get More
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- NASD Warns of Online Identity Theft
- .. By Hartley Bernstein Identity theft is the fastest growing crime of the 21st Century - promoting NASD to issue a warning to investors, and guidelines to keep from being burned.If you would ...
- The Truth about Trading the Forex
- .. I have been trading the Foreign Exchange Currency Market (Forex) live for a few months as of this writing. I have to say it is VERY exciting! I was beating my brains out trying to trade the ...
- Where Should I Put My Savings? Different Types of Investment Accounts
- .. Copyright 2006 Emma Snow In the big world of investing, it seems we hear a lot about what securities to invest in, but not as much about what types of accounts to invest in. There are so many ...
- VeriSign Outlines Roadmap for Consumer Authentication and Protection Against Identity Theft at Digit
- .. VeriSign Outlines Roadmap for Consumer Authentication and Protection Against Identity Theft at Digital ID World 2005 SAN FRANCISCO, CA. Digital ID World 2005 May 10, 2005 VeriSign, Inc., ...
- Yes Investors, There is A Santa Claus
- .. By Hartley Bernstein (AXcess News) New York - As usual, it has been a busy year for investors, brokers and regulators. Now the holidays are upon us, Wall Street continues to show ...
- Exchange Traded Funds: Why You Should Never Buy a Mutual Fund Again
- .. Copyright 2006 Equitrend, Inc. Many investors still don't know about Exchange Traded Funds (or ETFs) and their advantages over traditional mutual funds. In this article, we'll examine Exchange ...
- The IRS Levy And Legal Powers Of Garnishment Defined
- .. IRS garnishment refers to the notice issued by the IRS department to withhold all or some part of the money to the court or to the person who has won the lawsuit to claim the money. The IRS ...
- Ways to Help You Invest
- .. Copyright 2006 Emma Snow Everyone knows the importance of setting aside savings. Whether it's for retirement, emergency funds or saving for the family vacation, it is something that we should all ...
- New Change Sciences Research Shows Brokerages Can Convert More Customers Online by Clarifying Produc
- .. New Change Sciences Research Shows Brokerages Can Convert More Customers Online by Clarifying Product Choices IRVINGTON, N.Y.--(BUSINESS WIRE)--June 9, 2004--Change Sciences Group, Inc. has ...
- Piper Jaffray Chooses SciVantage, Inc.'s TradeVantage Investor solution as the Foundation of it
- .. Piper Jaffray Chooses SciVantage, Inc.'s TradeVantage Investor solution as the Foundation of its New and Improved Client Interface NEW YORK--(BUSINESS WIRE)--June 3, 2004--SciVantage, Inc., ...
- Six Crucial Steps to Take Before You Select Your Broker
- .. When you make big, financial decisions in your life, you usually weigh all the options and consider all consequences before you jump in feet first, right? Making an investment is no ...
- Taking Stock of Your Inheritance from Uncle Harry
- .. So Uncle Harry's estate has finally been settled and you have been blessed with both his extensive wardrobe and a tidy sum of his investment portfolio. Harry was not only the sharpest dresser in ...
- Support is key to success for any company
- .. As you may have already heard, PAS (the Prosperity Automated System) has added another income source to its line-up. It is called Freedom Rocks. Freedom Rocks, in a nutshell, promotes a unique ...
- Navigating the college savings programs
- .. As a parent, the big financial concern with a newborn is how to set aside enough money to assist for a college education. Universities and state governments have developed many different financial ...
- Stock Brokers -- Just The Facts
- .. Most of the buying and selling on the stock market is handled by stock brokers on behalf of their clients, who are the investors. Many different types of brokerage services are available. ...
- The Stable Value Fund: The Single Best Option You Should Know About To Avoid Disaster in Your Retire
- .. Suppose that the market dropped 20% in one year (as it did in 2001 and again in 2002). You might have to spend the bulk of the next big move up in the market just getting back to even, instead of ...
- CHINA: Southern exec arrested in brokerage fallout
- .. A top executive with China's biggest airline has been arrested for economic crime, an executive with the carrier's parent said Monday, as the fallout from a major brokerage's failure ...
- Ameritrade bids $2.9 billion for TD Waterhouse
- .. by Dave Porter Online brokerage, Ameritrade, is buying Toronto-Dominion Bank's TD Waterhouse in deal valued at $2.9 billion that will create the biggest online broker in the World.If you would ...
- Choosing a Forex broker
- .. Today's Forex trading is well known as a lucrative way to make money online. It became an essential part for investor's portfolio as you can simply gain thousands in minutes by trading ...
- Online Broker FOLIOfn Introduces $3.95 Trades; FOLIOfn Offers $3.95 Market, Limit, Stop and Stop-Lim
- .. Online Broker FOLIOfn Introduces $3.95 Trades; FOLIOfn Offers $3.95 Market, Limit, Stop and Stop-Limit Orders Advanced Technology Delivers Low Costs, Fractional Shares Trading and ...
- How Can I Save Money?
- .. Copyright 2006 Leo J Quinn Jr Enterprises, LLC You're probably reading this article because you really want to know: "How can I save money?". That means you probably aren't a saver...you're ...
- SEC Reportedly Probes Pricing Practices
- .. by Hartley Bernstein Some of Wall Street's leading brokerage firms are in hot water once again. If you would like to receive late breaking news on stocks covered by AXcess News then you ...
- Jupiterresearch Ranks Ameritrade The Top Online Brokerage
- .. Jupiterresearch Ranks Ameritrade The Top Online Brokerage Sees Mixed Impact Of Merger With TD Waterhouse (New York, NY - July 26, 2005) - JupiterResearch, a division of Jupitermedia ...
- Keeping the boiler burning
- .. By H. Bernstein - Editor, StockPatrol Boiler rooms, which thrived in the 1980s and 1990s, are still active according to the SEC, who charged Discover Capital Holdings Corp of bilking retirees ...
- NASD Bounces Salomon Grey
- .. By Hartley Bernstein (AXcess News) New York - Another rogue brokerage firm bites the dust. Dallas-based brokerage firm, Salomon Grey Financial Corporation has been expelled from ...
- Immigration Fraud Uncovered in New Jersey
- .. By Jim Kouri (AXcess News) New York - A citizen of India living in New Jersey is in federal custody and agents from US Immigration and Customs Enforcement have seized $5,724,592 ...
- A Guide to Global FOREX trading
- .. It's probably hard for some people to believe, but the global FOREX trading market dwarfs that of equities, even though the former gets little attention and the latter is talked about incessantly ...
- You, The Dummy, And The Stock Market
- .. Ok, so you want to dabble in the stock market. Unfortunately, you don’t know how and where to begin. So what do you do? Well, the first relevant thing to do is ask the basic question of what is ...
- SEC Says Yes to New NYSE
- .. by H. Bernstein Editor, Stockpatrol.com The NYSE will soon operate under new rules - but the Exchange will continue to regulate itself. What can investors expect? Visit our AXcess News Forum ...
- Dividend Reinvestment Plans: Investing on Automatic Pilot
- .. If you're like many investors who squander those small dividend checks from your stock portfolio, a Dividend Reinvestment Plan (DRP) might be just what you need. Just as its name implies, a ...
- 7 Simple Steps to Financial Freedom and Wealth Building - Step 4
- .. Copyright 2005 William Tan 7 Simple Steps to Financial Freedom and Wealth Building STEP 4: The Business Setup - Choosing the Right Partner With advancement in technology, the options trading ...
- eCommerce Shows Revival Traits, New Boom on the Horizon
- .. by Lester Volt With eCommerce showing revival traits, investors are beginning to speculate on a new Internet boom as consumer online buying increases. If you would like to receive late breaking ...
- 7 Simple Steps to Financial Freedom and Wealth Building - Step 5
- .. Copyright 2005 William Tan This is Step 5 of CashFlow Avenue's 7 Simple Steps to Financial Freedom and Wealth Building. STEP 5 - Arm Yourself with Options Trading Knowledge Today, we move ...
- Broker Steals While Raymond James Sleeps
- .. by Hartley Bernstein The SEC holds Raymond James Financial Services accountable for the conduct of a crooked broker and his wife. If you would like to receive late breaking news on stocks ...
- Internet Marketing and Advertising Services Agreement
- .. ProvideTechnology, LLC and Cross Net Media, Inc announce agreement to jointly provide Internet Marketing and Advertising Services. ProvideTechnology and Cross Net Media ...
- A Comprehensive Forex Broker Register
- .. A comprehensive forex broker list includes investment banks with dealing rooms, commercial banks with treasury operations, and online brokerages that serve a larger market. The investment banks ...
- Directed Brokerage Violations Brings NASD Charges to Eight Firms
- .. By Staff (AXcess News) Washington - Seven retail investment banking firms along with a mutual fund brokerage firm were charged with direct brokerage violations by the NASD and ...
- Online Forex Trading Platform Brings The Trading World Home.
- .. Forex trading has entered the home and lives of many people around the world, both men and women; all of them coming from many walks of life. Being this a relatively new phenomenon in the ...
- A Quick Review of the HSBC Direct Savings Account
- .. The HSBC Direct Savings Account usually offers an Annual Percentage Yield (APY) in excess of 4%. Currently, it is 4.65%. Opening an account with HSBC Direct is a smooth procedure with more than one ...
- ADP Brokerage Services Group Offers FIX Interface to Archipelago Exchange (ArcaEx)
- .. ADP Brokerage Services Group Offers FIX Interface to Archipelago Exchange (ArcaEx) NEW YORK, Feb. 28 /PRNewswire/ -- ADP Brokerage Services Group, a division of Automatic Data Processing, ...
- Did A Yankee Get Caught Stealing?
- .. By H. Bernstein - Editor, StockPatrol Yankees are making headlines this week - and not only on the baseball field. Yankee Financial gets tagged out by the NASD for running a boiler room. ...
- The State of Independent Research
- .. By Hartley Bernstein - Contributing ColumnistWill independent research eliminate the conflicts of interest that tainted Wall Street analysis? That may depend on your definition of ...
- Citibank Ranked Number One Online Bank by Watchfire GomezPro
- .. Citibank Ranked Number One Online Bank by Watchfire GomezPro Online Service Also Takes Top Honors in the On-Site Resources, Internet Transactor and One-stop Shopper Categories NEW ...
- What Financial Services do Credit Unions Offer?
- .. Credit unions are cooperative banking and financial companies. They are usually non-profit and cater to a particular group of people that work or live in the same place, for example. Credit unions ...
- The Basics Of Online Banking
- .. Banking online has become the quickest growing internet activity, with nearly 4 million users already managing accounts, and paying their bills through a virtual bank. With the convenience and ...
- Limits of Confidentiality
- .. By Hartley Bernstein - Contributing ColumnistConfidentiality agreements are routine when brokers settle with their customers. Sometimes, however, they go too far. Visit our AXcess News Forum ...
- Marathon Oil to sell 30 million shares
- .. by Freddie Mooche - Senior Financial ColumnistMarathon Oil Corporation (NYSE: MRO) announced today that it is initiating a public offering of 30 million shares of its common stock to pay down ...
- The Feeling Is Mutual
- .. by H. Bernstein - Editor, StockPatrol Is the mutual fund scandal just another sign of the times, or the symptom of a more deeply rooted problem?Visit our AXcess News Forum and add your ...
- NIKKEI Held Back by Tech Stocks
- .. by Randy Chen Japan's NEKKEI average was held back by tech stocks on Monday after Advantest Corp. fell, which absorbed gains from banks and brokerage stocks following improvements in gross ...
- Saudi Stock Market Outlook High
- .. by Basil Al Ghalayini The Saudi stock market had an excellent year, boosted by strong economic growth, excess liquidity, positive corporate results and stronger investor confidence.If you ...
- Free Service to Homeowners Nationwide
- .. The Finance Brokerage Group is a marketing and recruiting office for its parent company Information Brokerage Systems which has been in business providing biweekly mortgage services since 1989. ...
- Alaskan Fur Brokers Indicted in Bid-Rigging Conspiracy
- .. By Staff (AXcess News)Seattle, WA- Tuesday, the Department of Justice indicted Alaska Brokerage International Inc., a U.S.-based brokerage firm dealing in the purchase and sale of ...
- An Army Of One
- .. by H. Bernstein - editor, Stockpatrol.comInvestors can now look forward to a voice at the New York Stock Exchange - but will it be a lonely voice.Visit our AXcess News Forum and add your ...
- Forex trading an overlooked but very lucrative market.
- .. One of the most appealing ways to attain wealth is to play the stock market. With the advent of the Internet and on line brokers traders have seemingly unrestricted access to various trading ...
- NASD Calls Halt To Brokerage Fraud
- .. By Hartley Bernstein NASD takes aim at LH Ross, a Boca Raton-based brokerage firm, charging that the firm used fraudulent practices in connection with the private placement of its own ...
- Do You Know The Correct Way to Find the Best Online Stock Trading Brokerage Firm?
- .. The best online stock trading company is contingent on your needs as a stock trader. If you are looking for a free online stock trading company, then you will find a lot of these, but they might ...
- Good Stock Buys are the ones that make you more money than leaving it in the savings account!
- .. You don't have to be a financial wizard to know that your money isn't going to earn a very high return sitting nice and safely in your local bank or credit union. Of course, there's a lot to be ...
- Forex, an alternative investment vehicle
- .. Forex (Foreign Currency Exchange Market) has been used by international banks and large investment companies for years to make millions of dollars. However, with easy access to the Internet, it is ...
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Additionally, Glen is the broker owner of The Real Estate Office Co., a 10 year old active real estate brokerage business specializing in the disposition of REO properties across South Florida. Glen is a licensed mortgage broker (Florida), registered real estate appraiser, national consultant for REO disposition, licensed real estate broker (Florida). Glen has over 17 years of experience in banking, real estate investing and real estate management and sales.
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